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Regulation NMS
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#	Item
831	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEARCA[removed]July 30, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change M Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-30 20:05:02 Finance Consolidated Tape Association Regulation NMS Securities Exchange Act New York Stock Exchange National best bid and offer NYSE Arca Market data National market system plan Financial markets Financial economics Investment
832	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]November 19, 2013 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-20 06:19:15 Financial economics Finance 73rd United States Congress Self-regulatory organizations Financial system National market system plan Securities Exchange Act Regulation NMS Consolidated Tape Association United States Securities and Exchange Commission Financial markets United States securities law
833	Comment Letter (s7-39-04) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-03-08 15:53:30 United States Securities and Exchange Commission U.S. Securities and Exchange Commission Business Regulation NMS New York Stock Exchange Euronext Commodity Futures Trading Commission Financial system Government Financial regulation NYSE Euronext Self-regulatory organization
834	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEAmex[removed]January 22, 2010 Self-Regulatory Organizations; NYSE Amex, Inc.; Order Approving Proposed Rule Change to Establish the NYSE Amex Rea Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-25 11:03:30 New York Stock Exchange Market data NYSE Arca Economics Securities Exchange Act Financial economics Regulation NMS Market NYSE Euronext United States Securities and Exchange Commission Financial markets Economy of the United States
835	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]November 6, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change to Establish a Retail Liq Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-06 16:40:23 Investment United States Securities and Exchange Commission Finance NYSE Arca NYSE Euronext New York Stock Exchange Regulation NMS Electronic trading Securities Exchange Act Stock market Financial markets Financial economics
836	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEAmex[removed]April 25, 2012 Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending NYSE Amex Options Rul Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-04-26 07:46:28 73rd United States Congress Securities Exchange Act United States securities law Regulation NMS Chicago Board Options Exchange U.S. Securities and Exchange Commission Futures contract New York Stock Exchange United States United States Securities and Exchange Commission Economy of the United States Financial economics
837	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]September 26, 2013 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-27 08:27:13 73rd United States Congress Self-regulatory organizations Securities Exchange Act Economy of the United States Government Securities and Exchange Commission Regulation NMS Financial Industry Regulatory Authority United States securities law United States Securities and Exchange Commission Financial regulation
838	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-11-22 15:44:17 Self-regulatory organizations Financial system United States Securities and Exchange Commission Finance Financial Industry Regulatory Authority Securities Exchange Act NASDAQ Regulation NMS Consolidated Quotation System Financial markets Financial economics United States securities law
839	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-06 13:52:26 Financial economics Regulation NMS Securities Exchange Act Market maker New York Stock Exchange Financial system United States Securities and Exchange Commission Financial markets Economy of the United States
840	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No[removed]August 27, 2013 Joint Industry Plan; Notice of Filing of the Fifth Amendment to the National Market System Plan to Address Extraordinary Market Vo Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-28 08:10:34 Stock market Financial economics NYSE Euronext Regulation NMS Chicago Stock Exchange Order Securities Exchange Act New York Stock Exchange Chicago Board Options Exchange Economy of the United States United States Securities and Exchange Commission Investment

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